Findings & Corrective Actions

Track and manage all audit findings to ensure timely remediation.

All Findings

A list of all documented findings from audits.

FindingStatusRelated ControlAuditorDateActions

The fraud risk assessment was conducted but the report was not formally signed off by the executive board.

The Risk Management team must obtain formal sign-off for the Q3 Fraud Risk Assessment report from the executive board within 14 days and upload the signed document as evidence.

Open
CC6.1-1
JJane Doe

Asset inventory does not include cloud assets.

Update the asset inventory to include all cloud resources from AWS and GCP accounts.

In Progress
A.8.1.1-C1
JJohn Smith

Access control policy has not been reviewed in over 18 months.

The IT Security team must review and update the access control policy within 30 days.

Resolved
PR.AC-1.1
JJane Doe